IIROC and MFDA Can Now Collect Fines in Court
On May 17, 2017, Bill 127 amended the Securities Act which allows both IIROC and the MFDA to file their disciplinary decisions with the Superior Court of Justice as enforceable ... [more] Full article
On May 17, 2017, Bill 127 amended the Securities Act which allows both IIROC and the MFDA to file their disciplinary decisions with the Superior Court of Justice as enforceable ... [more] Full article
The comfort provided by a surety bond can be lost easily if one does not cross one’s T’s and dot one’s I’s. However, by being aware of the defences most often raised by sureties you can chart a course that reduces the likelihood that the surety bond ends up as nothing more than a souvenir of a construction project gone wrong. [more] Full article
In Canada, “check” is spelled “cheque”; and cheques are, of course, generally written in Canadian dollars and drawn on Canadian banks. Those are not, however, the only differences between Canadian and US law and banking practices relating to cheques. [more] Full article
I have been asked to speak on the topic of construction bonds. In speaking to you today I shall attempt to avoid, where possible, boring you with endless legal jargon ... [more] Full article
THE RULE When asked to speak on the impact of technological changes taking place in the retail stock market on the "Know Your Client Rule", I was somewhat at a ... [more] Full article