In a recent B.C. Court of Appeal decision,[1] a British Columbia lawyer has successfully challenged the constitutional validity of the non-disclosure and confidentiality provisions found in the investigative powers given ... [more] Full article

In its recent decision in Taub v. Investment Dealers Association of Canada, Ontario’s Divisional Court reined in an attempt by the Investment Dealers Association of Canada (now known as the Investment Industry Regulatory Organization of Canada, or IIROC) to discipline a former investment advisor, despite the fact that he had not been an IDA member for more than a year. [more] Full article