Big Changes Coming for “Financial Planners” and “Financial Advisors”
In its new budget, the Ontario government has created a framework that will hopefully give consumers more guidance about the credentials of financial professionals. [more]
Canada: Competition Law Year In Review 2018
Review of major Canadian Competition Law developments over the past year, including: Top Stories, Private Actions and Class Actions, Reviewable Matters, Marketing Practices, Criminal, Mergers, and more. [more]
Superior Court sentences trader to six months incarceration for trading in Promissory Notes despite securities trading ban
On September 26th, Justice Charney of the Ontario Superior Court of Justice released his sentencing decision. This sentencing followed an appellate decision by Justice Charney from May, 15th, 2018 in which Tiffin was convicted of trading in securities without registration and while prohibited as well as distributing securities without a prospectus. [more]
Contributors
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