divisional

Advisor’s Costly Conflict: Court Upholds OSC’s $500K Penalty and Industry Ban against Advisor who inherited from elderly client

Ardita Sinojmeri
Affleck Greene McMurtry LLP February 19th, 2025

Summary In Marrone v Ontario Securities Commission, 2024 ONSC 4750, the Ontario Divisional Court recently upheld a 2023 decision of the Ontario Securities Commission (OSC) sanctioning the appellant, a former ... [more] Full article

Divisional court clarifies narrow future crimes / fraud exception to solicitor-client privilege

Karen Bernofsky
Affleck Greene McMurtry LLP October 14th, 2020

The recent decision of the Divisional Court in Industrial Alliance Securities Inc. v. Kunicyn has clarified the test for the very narrow future crimes/fraud exception to solicitor-client privilege. This was ... [more] Full article

divisional

Advisor’s Costly Conflict: Court Upholds OSC’s $500K Penalty and Industry Ban against Advisor who inherited from elderly client

Divisional court clarifies narrow future crimes / fraud exception to solicitor-client privilege

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